Financial services regulation

With considerable experience in handling large, document-intensive and high profile cases, Kennedys is well-placed to assist clients regulated by the Financial Services Authority (FSA) with both civil and criminal investigations, enforcement proceedings and prosecutions. We can also assist individuals with Inland Revenue “Hansard” interviews.

We are experienced in dealing with investigators and regulators, and in representing companies and individuals during investigations and before the courts and regulatory tribunals.

Our recent experience

• Investigations and enforcement by FSA and previous regulators against firms and individuals
• Assisting firms with internal investigations
• Advising on money laundering regulations and the Proceeds of Crime Act
• Money laundering and insider dealing investigations

The team is part of Kennedys' Workplace Group bringing together lawyers expert in workplace issues and disputes including employment, health and safety, white collar crime, civil fraud, FSA and environment.